Fees Structure
Type of Fees Rate of Fees Minimum Fee (Nu.) Maximum Fee (Nu.) Basis of Fees Payable By When Payable
Listing Fees - i) Initial Listing Fee            
Equity Securities - 250,000 - Fixed Fee Issuer With Application
Debt Securities - 250,000 - Fixed Fee Issuer With Application
Annual Listing Fees - i) Equity Securities            
Paid up Capital upto 5 million - 20,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 10 million - 30,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 20 million - 40,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 50 million - 50,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 100 million - 60,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 200 million - 75,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 300 million - 80,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 400 million - 85,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 500 million - 90,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital upto 1000 million - 95,000 - Fixed annual Fees Issuer Annually in Advance
Paid up Capital above 1001 million - 100,000 - Fixed annual Fees Issuer Annually in Advance
ii) Debt securities            
Maturity period upto one year - 37,500 - Fixed annual Fees Issuer Annually in Advance
Maturity period upto five years - 30,000 - Fixed annual Fees Issuer Annually in Advance
Maturity period upto ten years - 22,500 - Fixed annual Fees Issuer Annually in Advance
Maturity period more than ten years - 15,000 - Fixed annual Fees Issuer Annually in Advance
Susequent (Additional) Issue Fees            
i) Equity Securities - 25,000 - Fixed Fee Issuer With Application
ii) Rights Offers Approval Fees - 15,000 - Fixed Fee Issuer With Application
Member Ship Fees -          
Brokerage Firms - 75,000 - Fixed Fee Members Annually in Advance
Trading Fees (Equities)            
i) Secondary Transactions 0.001 - - Market Value of
Securities
Members Month End
ii) Rights Issues 0.001 - - Issue Price Members/ Issuers On Completion of the Issues
iii) Initial Public Offers            
a) Nu.5 million to Nu.50 million - 50,000 - Fixed Fee Lead manager / Member On Completion of the Issues
b) Nu.50 million to Nu.100 million - 100,000 - Fixed Fee Lead manager / Member On Completion of the Issues
c) Nu.100 million to Nu.300 million - 150,000 - Fixed Fee Lead manager / Member On Completion of the Issues
d) Nu.300 million to Nu.500 million - 200,000 - Fixed Fee Lead manager / Member On Completion of the Issues
e) Above Nu.500 million - 250,000 - Fixed Fee Lead manager / Member On Completion of the Issues
             
RMA - 2,500,000 - Fixed Fee RMA Annually in Advance
DEPOSITORY  FEES            
i)  Transaction Fee 0.00025 5 - Market Value Participant Month End
ii) Annual Fees for Equity  Securities -  (No. of shareholders)     -      
1 - 5000   25,000 - Fixed Issuers Annually in advance
5,001 - 10,000   45,000 - Fixed Issuers Annually in advance
10,001 - 15,000   60,000 - Fixed Issuers Annually in advance
> 15,001   75,000 - Fixed Issuers Annually in advance
iii) Annual Fees Debt Securities 0.00025 25,000 - Issue Price Issuers Annually in advance
iv) IPO/ Additional Issues 0.00025 25,000 - Issue Price Issuers With application
v)Off market transfer (Matched transaction)            
a) Nu.50 million to Nu.100 million 1% Total  Value Applicants/Issuer With application
b) Nu.100 million to Nu.500 million Nu.1,000,000  + 0.001 Total  Value Applicants/Issuer With application
c) Nu.500 million to Nu.1000 million Nu.1,500,000  + 0.0005 Total  Value Applicants/Issuer With application
d) Nu.1000 million to Nu.1500 million Nu.2,000,000  + 0.0007 Total  Value Applicants/Issuer With application
e) Above Nu.1500 million Nu.3,000,000  + 0.0009 Total  Value Applicants/Issuer With application
vi) Transmission fees (NCT) 1% 100 - Issue Price Applicants With application
vii)Application  Fee for statement   50 - fixed Applicants With application